Business Continuity : Pacific Futures + Capital

	Business Continuity		Plans in Place

	We can’t predict the future, but we can prepare for it. At PF&C we believe in taking action now to be ready for events that may threaten our business operations. We have examined every aspect of our business and designed and documented a comprehensive set of contingency plans to cover as many unforeseen events as possible.		Our inventory of business continuity plans currently addresses the following conditions: Loss of a business location City/Regional disruption Computer failure Loss of a data center Loss of power or telecommunications Loss of key personnel Disruption at third-party partner

	Beyond ensuring the plans are in place, a key part of our proactive approach is to exercise the backup facilities, equipment and processes on a regular basis. Further, we make sure every employee understands these plans and their specific role should the plan ever need to be implemented.

	The plans encompass all aspects of PF&C’s business operations including those of all third-parties which are involved in daily business activities.

	Implementation of Disaster Recovery/Business Continuity Plan

	In the event of a business disruption, PF&C will notify all of its customers, vendors and other relevant third parties as soon as is practically possible.

	All customers have been provided with contact numbers at the FCM carrying their account in the event PF&C personnel cannot be reached. Numbers provided include order departments, clearing/back office departments, compliance departments, and client services.

	Disruptions at Third-Parties

	We have considered the impact of possible disruptions on behalf of third parties such as the FCMs and compliance, accounting, legal and financial companies that conduct business with PF&C. We have obtained reasonable assurance that the third parties have disaster recovery/business continuity plans in place.

	Annual Testing

	We test our disaster recovery/business continuity plans on an annual basis.

	Communication with the National Futures Association
	PF&C provides the National Futures Association with emergency contact information for individuals who are authorized to communicate with the National Futures Association in the event of an emergency.

Substantial risk of loss is associated with trading commodity futures and options. You should carefully consider whether commodity futures and options are suitable for you in light of your financial condition.

+PAST PERFORMANCE IS NOT NECESSARILY INDICATIVE OF FUTURE RESULTS.